Investor Charter, Governance & Statutory Disclosures
In full adherence to the SEBI (Research Analysts) Regulations, 2014, Saanvi Research upholds institutional governance, data privacy, and a prompt multi-tier grievance redressal framework.
SANDEEP KUMAR (SAANVI RESEARCH)
Sole Proprietor / Individual RAINH000029980
Category: Research AnalystSep 07, 2026 – Perpetual
Active & PerpetualIndore, Madhya Pradesh
PIN: 453771Statutory Policies & Regulatory Filings
Access all 9 individual regulatory compliance documents governing our research operations.
Disclaimer for Website
Statutory risk disclosures, non-guarantee of returns, and terms governing research reports and recommendations.
Grievance Redressal & Escalation Matrix
Multi-tier escalation hierarchy from Customer Care to Compliance Officer, CEO, and SEBI SCORES.
Code of Conduct for Research Analysts
Ethical standards, due diligence, conflict management, and insider trading prohibitions.
Compliance Audit Status
Annual compliance audit completion track record, regulatory filings, and auditor observations.
Regulatory Disclosures
Mandatory disclosures regarding financial interests, ownership, AI tools, and intermediary affiliations.
Redressal of Grievances
Complete protocol for investor complaint lodging, resolution timelines, SCORES 2.0 & SMART ODR.
Annexure B – Investor Complaints Data
Monthly investor complaint statistics, disposal trends, and 12-month historical audit records.
Annexure A – Investor Charter for RAs
Rights of investors, responsibilities, transparent practices, do's & don'ts, and service timelines.
PMLA (Anti-Money Laundering) Policy
Client due diligence (CDD), suspicious transaction reporting (STR), FIU-IND compliance, and cash monitoring.
Key Regulatory Framework at a Glance
SEBI Research Analyst Registration Particulars
Full Disclosures| Name of Intermediary / Firm | SANDEEP KUMAR PROPRIETOR OF SAANVI RESEARCH |
| Type of Registration | Sole Proprietor / Individual Research Analyst |
| SEBI Registration Number | INH000029980 |
| Validity of Registration | Sep 07, 2026 – Perpetual |
| Proprietor & Contact Person | SANDEEP KUMAR |
| Contact Helpline / Telephone | +91 7566369126 / 0731-4001510 |
| Fax Number | 4001510 |
| Official E-mail | saanviresearch555@gmail.com |
| Registered Office Address | C 01 SAI CITY DHABLI INDORE, INDORE, MADHYA PRADESH, 453771 |
Investment in securities market are subject to market risks. Read all the related documents carefully before investing. Registration granted by SEBI and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.
Past performance is not indicative of future results. Market participants must assess their risk tolerance and consult certified advisors before taking trading actions.